Sponsored Listing

Ocean Equities
Contact:	Guy Wilkes
Address:	3 Copthall Avenue London EC2R 7BH
Tel:	020 7786 4370
Website:	www.oceanequities.co.uk
Email address:	info@oceanequities.co.uk
Nominated Broker:	yes
Companies represented on first admission:	4
Number involved in new issue to raise funds:	10
Industry sector preferences:	Natural Resources
In-house industry sector analysts:	Yes
Geographical preferences:	Global
Sectors covered:	Natural Resources
Prospective AIM companies considered:	Startups: Yes
	Early stage: Yes
	Established: Yes
Transaction parameters (typical):	Upto £30m raised
Split of broking activities:	n/a
Underwriting facilities:	Can provide: No
	Can arrange: Yes

Research/Distribution; Institutional Broking (no retail); Corporate Finance

AIM activities	Dir: 2
	Exec: 3

Borders & Southern Petroleum; Greystar Resources; Kirkland Lake Gold; Mercator Gold; Norseman Gold; Rambler Metals & Mining; Rheochem
n/a

Marshall Securities Marwyn Investments Matrix Corporate Capital Mazars Corporate Finance McInnes Corporate Finance Media Fund Merrill Lynch Meta Corporate Finance Morgan Stanley Nabarro Wells (a subsidiary of Ambrian Capital) NCB Stockbrokers Next Wave Ventures NM Rothschild Noble & Company Noventus Partners Numerica Capital Markets Ltd Numis NW Brown Corporate Finance Ocean Equities Oriel Securities Panmure Gordon PEM Corporate Finance Piper Jaffray PricewaterhouseCoopers Corporate Finance Rawlinson & Hunter RBC Capital Markets (Royal Bank of Canada) RBS Hoare Govett RFC Corporate Finance Rickitt Mitchell & Partners RP & C International Ruegg Sardis Capital Schroder Salomon Smith Barney (Salomon Brothers UK Equity) Seymour Pierce SG Securities